Sarbanes Oxley Act Section 405

 

SEC. 405. EXEMPTION.
 
Nothing in section 401, 402, or 404, the amendments made by those sections, or the rules of the Commission under
those sections shall apply to any investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a–8).
 

 
 
   

 

 

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