SEC. 405.
EXEMPTION.Nothing in
section 401, 402, or 404, the amendments made by those
sections, or the rules of the Commission under
those sections
shall apply to any investment company
registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a–8).
Privacy and Compliance with the
Federal Trade Commission Fair, the California
Online Privacy Protection Act, the Children
Online Privacy Protection Act, the Privacy
Alliance, the Controlling the Assault of
Non-Solicited Pornography and Marketing Act www.sarbanes-oxley-association.com/Privacy.htm